Broker Check
Daniel Lee

Daniel Lee

Sales Manager

Daniel J. Lee, R.Ph., MBA

Your financial health is just as important as your medical health, which is why I got into the financial industry to help people become more financially secure; in doing so, developing a financial plan and strategy to help them realize their financial goals and dreams. 

I started my career as a Clinical Pharmacist at Duke University Medical Center.  While practicing pharmacy at the hospital, I earned my MBA, then transitioned to the pharmaceutical industry for about a decade prior to serving as a Financial Advisor. 

Being mindful of the lessons I had learned as a Pharmacist, one of which is to care for the whole person rather than treating a single lab result, I take a similar approach as a Financial Advisor.  Rather than a single investment transaction, I help my clients and their families realize a greater sense of financial security by helping them understand how money works; how to save it, how to grow it, how to protect it, and how to enjoy it. 

As families go through different life stages and events from cradle to the grave, I cultivate a trusting relationship and take a comprehensive approach; taking into account the clients’ best interest while factoring in their time horizon, risk tolerance, and performance expectations to help them fully realize their financial goals for the short- as well as the long-term. 

For a complimentary financial consultation, please call me at (919) 941-6235 or send me an e-mail at dlee@navfin.com to coordinate our schedules.

Individuals and Families:

  • Comprehensive Financial Planning
  • Disability Income Insurance (10% Discount for NCAP Members)
  • Education Savings Strategies - such as a College 529 Plan, Coverdell, UGMA, or UTMA
  • Estate / Legacy Planning
  • Fixed, Indexed, and Variable Annuities
  • Investments - such as stocks, bonds, mutual funds, ETF’s, REIT’s, etc.
  • IRA / Roth IRA / Rollover IRA / Stretch or Inherited IRA
  • Life Insurance Review (Indexed Universal, Survivorship Plus, Term, Variable Universal, Whole)
  • Retirement Analysis (Planning for and Living in Retirement)
  • Special Needs Planning

Businesses:

  • 401(k), 403(b), 457, Cash Balance Plans / SEP IRA / SIMPLE IRA
  • Business Overhead Insurance / Group Disability Income Insurance / Key Person Insurance
  • Executive Bonus / Split Dollar / Deferred Compensation Plans
  • Investments - such as stocks, bonds, mutual funds, ETF’s, REIT’s, etc.
  • Life Insurance Review (Indexed Universal, Survivorship Plus, Term, Variable Universal, Whole)
  • Succession Planning

Daniel is FINRA Series 7 and 66 licensed in NC, SC, FL, TX, VA, MD, PA, and MI along with Life & Annuity, Variable Life & Annuity, and Accident & Health or Sickness which gives him the ability to offer insurance and investment options that are suitable and appropriate for each client’s best interest. 

Registered Representative of and securities investment advisory services offered through Hornor, Townsend & Kent (HTK).  Registered Investment Advisor.  Member FINRA / SIPC.  Navigon Financial Group, Inc. is independent of HTK.